Metafiction

At a time when the idea of self-reflexive art has become commonplace, if not itself a kind of established convention, it may be useful to reconsider the original appearance in contemporary literature of what came to be called "metafiction." Not only was this strain of American fiction–taken up by several different writers, in slightly different ways–probably the first of all of the contemporary arts (including the popular arts) to explore the possibilities of self-reflexivity, but arguably it was this approach to fiction that initially provoked the coinage of the term "postmodern" to describe it. Since both "metafiction" and "postmodern" have by now clearly become terms of abuse as much as descriptive labels, perhaps reexamining what the writers associated with the use of metafiction believed themselves to be up to might clarify what is still valuable about their work, as well as what the literary strategy involved still has to offer current and future writers of fiction.

As I wrote my own doctoral dissertation on the "rise of metafiction," I do feel I have a familiarity with the subject that is sufficiently informed that my comments amount to more than just superficial impressions or an unexamined enthusiasm. At the same time, I am not in this relatively brief post attempting a full-blown crtical analysis of metafiction. I hope merely to suggest that granting the original metafictionists some integirty in their literary goals and methods can only remind us why many serious, accomplished writers found various self-reflexive techniques to be, collectively, an aesthetically satisfying way both to follow up on the exploration of fiction's possibilities undertaken by the modernists and to create a then-contemporary mode of fiction that would in its own way capture the tenor of the times in which it was written. Perhaps this in turn would illuminate the further possibilities of metafiction–if any–current writers might find in it as fiction itself continues to define its place among other visual/narrative arts that feature "story" as their ostensible center of interest.

In my view, the foundational works of American metafiction are John Barth's story collection Lost in the Funhouse (1968) and Robert Coover's novel The Universal Baseball Association (1968), as well as Coover's collection Pricksongs and Descants (1969). These books of course themselves show the influence of various precursors in the work of, among others, Borges, Beckett, and Nabokov, but finally they are the books that brought together most explicitly those characteristics of all previous fiction that work against simply producing transparent realism, that point the reader away from the unfolding narrative and toward the artificial devices by which all literary narratives are constructed and embellished. In so doing, Barth and Coover created a kind of "self-conscious" fiction that would decidedly–and perhaps irretrievably–alter perceptions of the role of convention in fiction.

In Barth's fiction, these conventions were challenged directly, in stories that blatantly reveal themselves to be fabrications, that examine self-reflexively the process and the tools of storytelling, that delight in all the contrivances and tricks that are involved in storytelling even as they acknowledge that such contrivances are always involved. Coover's fiction indulges in these sorts of diversions as well, although his work is perhaps more likely to explore the ways in which fiction and fiction-making incorporate, perhaps inevitably, elements of ritual and myth, as in UBA or "The Magic Poker," and to explode the conventions of realism and traditional narrative from within, to produce a kind of kaleidoscopic surrealism, as in "The Babysitter," rather than the comic anatomies of storytelling to be found in Lost in the Funhouse. (Although Barth is certainly interested as well in the mythic/ritual origins of storytelling.) But even as both Barth and Coover were seemingly set on demolishing the established conventions of narrative fiction, both also clearly revelled in storytelling and in finding new ways for stories to be "relevant" in a period of upheaval and radical change, as the 1960s clearly was.

Thus, metafiction was simultaneously an attempt to clear the ground of the remaining inherited presuppositions about the "craft" of fiction and to make possible a more unrestricted viw of what actually constitutes literary craft, to open up the ground for new practices that might expand fiction's potential range, that might even lead to a renewal of storytelling in new forms and styles. Most importantly, Barth and Coover went about this without sacrificing fiction's "entertainment" quotient. (In my opinion, at least.) The Universal Baseball Association is an engrossing read (even if you don't like baseball), "The Babysitter" an intensely compelling story despite the fact that what's "reallly going on" is impossible to determine. A story like Barth's "Menelaiad" is great fun to read, as long as you're willing to go along with its almost literally infinite regress of story-within-story. Other readers might not find them as entertaining as I do, perhaps, but that the authors meant them to be entertaining in their own way seems to me indisputable.

A list of subsequent metafiction of equal value and accomplishment would have to include William Gass's Willie Master's Lonesome Wife (1971), Gilbert Sorrentino's Imaginative Qualities of Actual Things (1971) and Mulligan Stew (1979), as well as some of the work of Ronald Sukenick and Raymond Federman. These writers continued to ask questions not just about the conventions of fiction but about the very medium of writing, about the established usages of language itself. Gass and Sukenick play games with typography, Sorrentino adds to metafiction his outrageous humor and inveterate experimentation, Federman uses metafiction (or what he called "surfiction") to question the "reality" of reality. Taken together, they remain the literary touchstones of American metafiction. Their books may occasionally go out of print, but they will always be rediscovered because they still seem innovative despite the passage of time and the borrowing of their innovations by later writers.

By the 1980s a backlash of sorts had set in, both among other writers, who increasingly went for minimalist neorealism, and among critics, who increasingly called such fiction "self-indulgent" rather than "self-reflexive." Nevertheless, all of the metafictionists continued to write some very good books, and younger writers emerged who were clearly influenced by their earlier work. There are metafictional elements in the work of Richard Powers and David Foster Wallace, of Steve Stern and Steven Millhauser. A good deal even of Philip Roth's later work would clearly not have been the same without the prior efforts of the metafictionists. Other writers, from Michael Chabon to Ian McEwan and David Mitchell, would not necessarily be called metafictionists, but their books show a preoccupation with writing and with forms of storytelling that can be traced back to the related but different kind of preoccupation to be found in Lost in the Funhouse and The Universal Baseball Association.

However, the real promise of metafiction has not yet really been fulfilled. Its true legacy is to be found in the way it calls writers' (and readers') attention to the attributes of fiction as art, potentially making all of us more immediately aware of the limitless ways in which works of fiction can be shaped into artful verbal creations. Too often self-reflexive devices and strategies are still used simply as gimmicks, empty gestures, strategems employed by those wishing to appear clever and knowing. Not enough effort has been made to redeem the still latent possibilities of fiction when approached as an aesthetically malleable form waiting to be adapted to various imaginative purposes. (For an example of how one of the founding metafictionists is still able to do this, read Robert Coover's most recent novel, The Adventures of Lucky Pierre.) The unmitigated commercialism and careerism of the publishing "industry" as it now exists is not going to make this sort of effort more likely in the near future, nor will the disciplinary imperatives of academic creative writing, which mostly makes for the homogenization of product. But anyone who might like to strike out on a different path anyway, to understand how fiction might be freed of its encrusted layers of formula and routine, could do worse than to read (or re-read) the books and writers I have mentioned.

Responses

  1. Stuart Greenhouse Avatar

    Great post on a great topic.
    I’d like to add/ask one thing. You say: “These books of course themselves show the influence of various precursors in the work of, among others, Borges, Beckett, and Nabokov, but finally they are the books that brought together most explicitly those characteristics of all previous fiction that work against simply producing transparent realism, that point the reader away from the unfolding narrative and toward the artificial devices by which all literary narratives are constructed and embellished.”
    It’s funny, just two days ago I was thinking of Barth’s “LITF” and how it was probably the most important short story to me as a writer (as opposed to as a reader, for which I’d probably choose Joyce’s “The Dead”), and how much it owes to Joyce’s “Portrait of the Artist as a Young Man.” And then remembering being taught the debt Joyce’s novel owed Pater’s “The Child in the House.” So I’d like to throw that in, my little contribution.
    And also Coover’s debt regarding myth to Joyce & his “Finnegans Wake.” SO, I guess I’d title this comment ‘me sticking up for Joyce.’!
    Wouldn’t mind hearing more regarding metafiction in the future, if you have it in you.

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  2. Dan Green Avatar

    Stuart: When I referred to “those characteristics of all previous fiction that work against simply producing transparent realism” I had Joyce prominently in mind.

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  3. derik Avatar

    Interesting post, Dan. I think this statement: “Most importantly, Barth and Coover went about this without sacrificing fiction’s “entertainment” quotient.” is a very important factor, that is too often overlooked. Those stories and novels are really enjoyable to read.

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  4. Nick Avatar

    If I could be given the indulgence (since I am not a lit historian), I would wonder if metafiction could be labeled a piece, a subset, in the overall postmodern impulse. The initial abstraction of the process brought into the work itself. For if the height of modernism is seen as an excess in expression, then postmodernism went one better and moved into a realm of step-backed, artistic self-exploration. (Let’s say Kerouac at the final edge of modernism, Burroughs on into the postmodern).
    Meta-fiction does not seem to require a social understanding, for the self-reference is inherent to the story (am I right about that?). Whereas postmodernism can only be understood in the context of the social climate. (If I could make an analogy to painting: any human in the world should possess the prerequisites to understand a Pollack (if they let themselves), and even though it’s illusionary, most people who have seen a regular drawing before, should be able to understand the meta-tricks of MC Escher, but only a person immersed in our culture could understand the point of a enlarged Warhol soupcan (otherwise they’d be appreciating merely the original CampbellSoup-employed artist)).
    [Modernism->Meta->PostModernism]?
    I’m pretty interested in these differentiations. (In fact, I wrote an metaphorical story to this effect: http://www.hoplit.net
    And since I trackbacked to this website last week, I thought maybe you’d already read it. If not, please do. I’d definately appreciate it.)

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  5. Amardeep Avatar

    Thanks for an insightful post. I’ve never read Coover, but after reading this I’ll start looking around for him in my local used bookstores.
    Though I agree with your characterization of metafiction, I think there might be more to the line between Borges & Nabokov and the American metafictionists than you say here… (I’m guessing you edited it out for reasons of length.) I’d be curious to read the full argument. Did you publish the diss., or part of it?

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  6. Dan Green Avatar

    Amardeep: I did publish a couple of pieces from it, but not the whole thing. You are, of course, correct about the influence of Borges, et. al. Borges’s influence on Barth, for one, was profound, and Borges’s fiction is certainly metafiction, although some might say that in his case that is a fairly constrictive label.

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  7. Hoplit {blog} Avatar

    The Distinction Between Meta-fiction and Postmodern Fiction

    An entry over at The Reading Experience discusses Metafiction in a way that particularly interests me. Dan there, did his doctoral dissertation on it. At a time when the idea of self-reflexive art has become commonplace, if not itself a…

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  8. Spinning Avatar

    LITERATURE: Metafiction

    Very interesting post at Daniel Green’s The Reading Experience about Metafiction, giving much information about its background and an interpretation of its intent. Since I am a relatively uninformed neophyte when it comes to historical literary movemen…

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  9. R. A. Rubin Avatar

    These writers, these yuck Moderists have turned off more readers than Nazi suppression. Lit will come back when the High Moderns are revered again.

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  10. Leonard Bast Avatar

    I’m in complete agreement that much of the best metafiction is highly entertaining (I, too, love Barth’s LITF and most of the pieces in Chimera). And to the extent that it encourages a finer craftsmanship, self-consciousness about art is not to be deplored. (Why not think of metafiction as something like the eighteenth-century heroic couplet–a form equally “artificial” and self-conscious in many respects?) But I can’t deny that despite this, metafiction often does become self-indulgent (I see very little entertainment or artistic ingenuity in most of Barth’s post-LETTERS work, for instance–just the same bag of tricks over and over). How does one know when metafiction has ceased to do what it set out to do? My initial suspicion is that we need to preserve a distinction between the work of art (the finished form, clearly a thing of artifice, in contradistinction to the “real” world) and the process of art (which goes on endlessly and is real). No matter how self-reflexive or thought-provoking a work of metafiction is, it has to stand or fall by its integrity as a thing. Coover’s “The Babysitter” is undeniably well made. When fiction becomes not an artifact, but an amorphous stream of association without beginning or end (again, recent Barth seems to me a good example), it is self-indulgent. I’m not sure that’s a distinction I can absolutely defend, but it seems a good place to begin an evaluation of the kind you’re recommending.
    Furthermore, it seems clear to me that what many people dislike about metafiction is the fact that it doesn’t wear its moral or ethical values on its sleeve and often seems nihilistic in its celebration of aesthetic highjinks above all (John Gardner’s On Moral Fiction is of course the classic example of this assessment). I’d say this is a false dichotomy, because metafiction can be interested in questions of ethics and morals as well as aesthetics. It’s just that in their desire to defend themselves against philistinism, not many practicing metafictionists seem to have drawn attention to their engagement with such questions.

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  11. Ray Davis Avatar

    As you recognize with your later mention of Fielding and Sterne, archly applied self-awareness was a standard technique of virtuoso storytellers long before Borges or even Joyce. Barth and Coover helped bring it back into fashion in the tepid and extremely constricted genre of mid-century middlebrow mainstream American fiction. How much attention they deserve for that accomplishment surely depends on the importance one attaches to that genre.

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  12. Dan Green Avatar

    Ray: If you mean to say that Barth and Coover were themselves working in “middlebrow mainstream American fiction,” I can’t agree with you about that at all.

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  13. Bling Avatar

    Lost in the funhouse should be read by all. If you are remotely interested in literature then Barth’s self reflexive strategies will compliment your literary knowledge well.

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  14. Dan Birnbaum Avatar

    Can Flaubert’s Madame Bovary be considered a metafictional piece?

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  15. james hoepker Avatar

    yes madame bovary can msot definetly be considered a metaficitonal work

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  16. ameer ali Avatar

    why don’t you include THE ARABIAN NIGHTS which can be considered as greatest of every METAFICTIONS.

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  17. Nick Avatar

    “Not only was this strain of American fiction…”
    It is interesting that you cite metafiction as a predominantly American literary tradition. I agree that since its emergence it has been used more widely by American writers, although to my mind, the stand-out piece of metafictional work is O’Brien’s ‘The Third Policeman’. Have you read it and, if so, what did you think?

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